Listing Compliances

  • End-to-end compliance under SEBI (LODR) Regulations, 2015
  • Preparation and filing of quarterly, half-yearly and annual compliance reports
  • Corporate governance compliance certification
  • Annual Secretarial Compliance Report for listed entities
  • Insider Trading compliance - code drafting, monitoring and filings
  • Handling Stock Exchange queries, notices and clarifications
  • Compliance with SEBI regulations (PIT, SAST, ICDR, Buyback, Delisting etc.)
  • Coordination with RTA, Depositories and Stock Exchanges
  • Monitoring of promoter reclassification and related approvals
  • Assistance in corporate actions - bonus, split, buyback, rights issue
  • Listing/Delisting applications and compliance support